Personnel Hong Kong SFC License Details (ID 111153)

Personnel Hong Kong SFC License Details (ID 111153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BANK OF COMMUNICATIONS TRUSTEE LIMITED	Rep	personnel.sfcLicenses.activities.13	2024-10-02	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-01-13	2011-01-31
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-01-13	2011-01-31
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2005-05-23	2007-04-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-26
	Rep	Asset management	2003-04-01	2003-09-26
	Rep	Providing automated trading services	2003-04-01	2003-09-26
	Rep	Dealing in futures contracts	2003-04-01	2005-05-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-26
	Rep	Advising on securities	2003-04-01	2003-09-26
	Rep	Asset management	2003-04-01	2003-09-26
	Rep	Providing automated trading services	2003-04-01	2003-09-26
	Rep	Dealing in securities	2003-04-01	2005-05-21