Personnel Hong Kong SFC License Details (ID 111159)

Personnel Hong Kong SFC License Details (ID 111159)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Valverde Investment Partners Limited	RO	Asset management	2025-03-17	2025-09-30
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-07-24	2008-11-07
	Rep	Dealing in securities	2007-07-24	2008-11-07
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-07-24	2008-11-07
	Rep	Dealing in futures contracts	2007-07-24	2008-11-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-07-24	2008-11-07
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-10
	Rep	Asset management	-	2003-12-10
	Rep	Advising on securities	-	2004-07-26