Personnel Hong Kong SFC License Details (ID 111189)

Personnel Hong Kong SFC License Details (ID 111189)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-04-20	2009-04-13
	Rep	Advising on securities	2007-04-20	2009-04-13
	Rep	Dealing in securities	2007-04-20	2009-04-13
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-04-20	2009-04-13
	Rep	Advising on securities	2007-04-20	2009-04-13
	Rep	Dealing in securities	2007-04-20	2009-04-13
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-02-01
	Rep	Advising on securities	-	2004-02-01
	Rep	Asset management	-	2004-02-01
	Rep	Providing automated trading services	-	2004-02-01
	Rep	Dealing in securities	-	2004-02-01