Personnel Hong Kong SFC License Details (ID 111196)

Personnel Hong Kong SFC License Details (ID 111196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	Rep	Advising on futures contracts	2006-02-20	2008-10-29
	Rep	Dealing in futures contracts	2006-02-20	2008-10-29
	Rep	Dealing in securities	2006-02-20	2008-10-29
	Rep	Advising on futures contracts	2005-09-30	2005-11-01
	Rep	Dealing in futures contracts	2005-09-30	2005-11-01
	Rep	Advising on corporate finance	-	2004-05-17
	Rep	Advising on securities	-	2004-05-17
	Rep	Asset management	-	2004-05-17
	Rep	Dealing in securities	-	2005-11-01
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-05-17
	Rep	Asset management	-	2004-05-17
	Rep	Dealing in futures contracts	-	2005-10-04