Personnel Hong Kong SFC License Details (ID 111208)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhong Shan Asset Management Limited	RO	Advising on securities	2023-06-01	2026-07-10
	RO	Asset management	2023-06-01	2026-07-10
AJ Asset Management Limited	RO	Advising on securities	2021-07-28	2023-05-31
	RO	Asset management	2021-07-28	2023-05-31
	Rep	Advising on securities	2021-05-25	2021-07-28
	Rep	Asset management	2021-05-25	2021-07-28
Zhongrong International Capital Management Limited	RO	Advising on securities	2015-05-22	2019-11-30
	RO	Asset management	2015-05-22	2019-11-30
Imperium International Asset Management Limited	RO	Advising on futures contracts	2013-08-21	2014-09-06
	RO	Advising on securities	2013-08-21	2014-09-06
	RO	Asset management	2013-08-21	2014-09-06
	Rep	Advising on futures contracts	2013-07-26	2013-08-21
	Rep	Advising on securities	2013-07-26	2013-08-21
	Rep	Asset management	2013-07-26	2013-08-21
RG ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on futures contracts	2006-01-25	2013-06-30
	RO	Advising on securities	2006-01-25	2013-06-30
	RO	Asset management	2004-11-12	2013-06-30
	Rep	Advising on corporate finance	-	2004-11-04
	Rep	Advising on futures contracts	-	2006-01-25
	Rep	Advising on securities	-	2006-01-25