| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-12 | 2011-02-12 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-02-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-02-13 | 2009-02-28 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-23 | 2006-01-26 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-14 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-11-14 | 2005-12-19 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-10-11 |
| Rep | Asset management | - | 2003-10-11 |
| Rep | Dealing in futures contracts | - | 2003-10-11 |