Personnel Hong Kong SFC License Details (ID 111229)

Personnel Hong Kong SFC License Details (ID 111229)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2009-07-03	2010-05-31
	Rep	Dealing in securities	2009-07-03	2010-05-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-03-10	2009-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-08-14	2009-06-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-03	2009-06-01
iBest Consultants Limited	Rep	Advising on corporate finance	-	2003-10-17
	Rep	Advising on securities	-	2003-10-20
	Rep	Asset management	-	2003-10-20