| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-06-12 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2010-06-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2010-06-12 |
| Rep | Dealing in securities | 2008-10-10 | 2010-06-12 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-26 | 2008-09-29 |
| Rep | Dealing in securities | 2006-10-26 | 2008-09-29 |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2005-08-15 | 2006-08-30 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-01-21 |
| Rep | Advising on securities | - | 2004-01-21 |
| Rep | Asset management | - | 2004-01-21 |
| Rep | Dealing in securities | - | 2006-08-30 |