Personnel Hong Kong SFC License Details (ID 111254)

Personnel Hong Kong SFC License Details (ID 111254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daishin Securities Asia Limited	RO	Advising on securities	2010-01-18	2016-11-30
	RO	Dealing in securities	2010-01-18	2016-11-30
	Rep	Advising on securities	2009-10-21	2010-01-18
	Rep	Dealing in securities	2009-09-28	2010-01-18
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-09-12	2009-07-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2004-07-20	2007-07-04
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-03
	Rep	Advising on securities	-	2003-07-03
	Rep	Asset management	-	2003-07-03
	Rep	Dealing in securities	-	2004-07-07