| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-12-01 | 2009-12-17 |
| Rep | Dealing in futures contracts | 2008-12-01 | 2009-12-17 |
| Rep | Dealing in securities | 2008-12-01 | 2009-12-17 |
| RO | Advising on securities | 2006-04-04 | 2006-07-31 |
| RO | Dealing in futures contracts | 2005-04-15 | 2006-07-31 |
| RO | Dealing in securities | 2005-04-15 | 2006-07-31 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2006-07-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-18 |
| Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Advising on securities | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2005-04-15 |
| Rep | Dealing in securities | - | 2005-04-15 |