| Bradbury Securities Limited | RO | Advising on securities | 2014-03-11 | 2025-04-30 |
| RO | Dealing in securities | 2014-03-11 | 2025-04-30 |
| CHINA TIMES SECURITIES LIMITED | RO | Dealing in securities | 2011-02-21 | 2013-08-31 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-10 | 2009-12-17 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-10 | 2009-12-17 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-17 | 2009-03-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-06-12 | 2009-03-27 |
| HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-12 | 2007-01-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-20 | 2006-05-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-05-01 |
| PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-11 | 2003-10-14 |