Personnel Hong Kong SFC License Details (ID 111328)

Personnel Hong Kong SFC License Details (ID 111328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2006-05-11	2007-08-31
	RO	Asset management	2006-05-11	2007-08-31
SINOPAC FUTURES (ASIA) LIMITED	RO	Asset management	2005-12-02	2007-08-31
SINOPAC SECURITIES (ASIA) LIMITED	RO	Asset management	2005-12-02	2007-08-31
	RO	Dealing in securities	2005-12-02	2007-08-31
	Rep	Dealing in securities	2004-02-27	2005-12-02
	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2004-02-14