| DELTA ASIA SECURITIES LIMITED | Rep | Asset management | 2026-03-03 | - |
| RO | Dealing in futures contracts | 2025-12-04 | - |
| Delta Asia Wealth Management Limited | Rep | Advising on securities | 2025-01-13 | 2025-07-28 |
| Rep | Asset management | 2025-01-13 | 2025-07-28 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Dealing in futures contracts | 2024-11-29 | 2026-07-30 |
| DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2024-11-06 | - |
| RO | Dealing in securities | 2024-11-06 | - |
| Rep | Advising on securities | 2024-10-16 | 2024-11-06 |
| Rep | Dealing in securities | 2024-10-16 | 2024-11-06 |
| XinKong International Securities Limited | RO | Dealing in futures contracts | 2021-08-24 | 2022-08-04 |
| RO | Advising on securities | 2021-08-24 | 2024-07-07 |
| RO | Dealing in securities | 2021-08-24 | 2024-07-07 |
| Rep | Dealing in securities | 2021-04-30 | 2021-08-24 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-12-11 | 2021-04-18 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2016-09-21 | 2017-11-24 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-09-09 | 2017-11-24 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-09-09 | 2017-11-24 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-10-08 | 2016-08-20 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-10-08 | 2016-08-20 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2013-08-05 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-16 | 2013-08-05 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-07-07 |