Personnel Hong Kong SFC License Details (ID 111355)

Personnel Hong Kong SFC License Details (ID 111355)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED	Rep	Dealing in securities	2012-04-02	2014-11-14
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2005-10-27
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2005-10-27