Personnel Hong Kong SFC License Details (ID 111377)

Personnel Hong Kong SFC License Details (ID 111377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2005-04-12	2010-05-31
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2004-06-02	2007-01-05
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in futures contracts	-	2004-05-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2004-05-31