Webb-site Legacy
En
Home
Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 111406)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Mr Denny Leung Wai Hung for 6 months for facilitating cold calling
SFC, 16-Nov-2006
Orgs
People
SFC suspends Mr Wong Sung Bun for 1 year for facilitating cold calling
SFC, 16-Nov-2006
Orgs
People
SFC suspends Tan King Yu for aiding and abetting unlicensed activities and failing to assist SFC investigations
SFC, 19-May-2006
Orgs
People
SFC prosecutes Tan King Yu for aiding and abetting unlicensed leveraged foreign exchange trading and failure to assist SFC investigation
SFC, 08-Feb-2006
Orgs
People