Personnel SFC Licences and HKMA Registrations (ID 111417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UNITED GAIN INVESTMENT LIMITED	RO	Advising on securities	2021-10-11	-
	RO	Asset management	2021-10-11	-
JOLMO CAPITAL LIMITED	RO	Advising on corporate finance	2006-01-23	2021-08-31
	RO	Asset management	2006-01-23	2021-08-31
	Rep	Advising on securities	2005-04-01	2005-04-01
	RO	Advising on securities	2005-03-31	2021-08-31
CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-31
	Rep	Advising on securities	2003-04-01	2005-03-31
	Rep	Asset management	2003-04-01	2005-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.