Personnel Hong Kong SFC License Details (ID 111442)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-03-25	2005-11-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-03-25	2005-11-14
ROSA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-07-30
	Rep	Advising on securities	-	2003-07-30
	Rep	Asset management	-	2003-07-30
	Rep	Providing automated trading services	-	2003-07-30
	Rep	Dealing in securities	-	2003-07-30