Personnel Hong Kong SFC License Details (ID 111444)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2007-04-11	2010-03-16
	Rep	Dealing in securities	2005-06-06	2010-03-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-14
	Rep	Advising on securities	-	2004-10-14
	Rep	Asset management	-	2004-10-14
	Rep	Dealing in securities	-	2005-05-03