Personnel Hong Kong SFC License Details (ID 111446)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2026-09-04	2026-09-10
	Rep	Advising on securities	2026-01-30	2026-02-06
	Rep	Advising on securities	2025-08-18	2025-08-25
	Rep	Advising on securities	2025-02-21	2025-03-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-23
	Rep	Advising on securities	2003-04-01	2003-06-23
	Rep	Asset management	2003-04-01	2003-06-23