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Allen, Thomas Lloyd Hong Kong SFC License Details (ID 111462)
Allen, Thomas Lloyd
SFC ID:
AHR049
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SPARX Asia Investment Advisors Limited
Rep
Asset management
2006-02-21
2009-05-31
Rep
Advising on securities
2004-09-15
2009-05-31