Personnel Hong Kong SFC License Details (ID 111486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2025-11-03	-
	Rep	Asset management	2025-11-03	-
	Rep	Dealing in securities	2025-11-03	-
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2019-04-12	2022-04-29
	RO	Advising on securities	2019-04-12	2022-04-29
	RO	Dealing in futures contracts	2019-04-12	2022-04-29
	RO	Dealing in securities	2019-04-12	2022-04-29
	Rep	Advising on futures contracts	2019-01-22	2019-04-12
	Rep	Advising on securities	2019-01-22	2019-04-12
	Rep	Dealing in futures contracts	2019-01-22	2019-04-12
	Rep	Dealing in securities	2019-01-22	2019-04-12
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on futures contracts	2017-12-12	2018-10-14
	RO	Advising on securities	2017-12-12	2018-10-14
	RO	Providing automated trading services	2017-12-12	2018-10-14
	RO	Dealing in futures contracts	2017-12-12	2018-10-14
	RO	Dealing in securities	2017-12-12	2018-10-14
	Rep	Advising on futures contracts	2017-06-20	2017-12-12
	Rep	Advising on securities	2017-06-20	2017-12-12
	Rep	Providing automated trading services	2017-06-20	2017-12-12
	Rep	Dealing in futures contracts	2017-06-20	2017-12-12
	Rep	Dealing in securities	2017-06-20	2017-12-12
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-03-07	2017-03-21
	Rep	Dealing in securities	2017-03-07	2017-03-21
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2017-03-07	2017-03-21
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2005-05-20	2010-11-18
	RO	Dealing in securities	2005-05-20	2010-11-18
	Rep	Dealing in securities	2005-02-02	2005-05-20