| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | Providing credit rating services | 2019-03-19 | - |
| LQ Pacific Partners Limited | RO | Advising on securities | 2019-01-31 | 2019-03-11 |
| RO | Asset management | 2019-01-31 | 2019-03-11 |
| RO | Dealing in securities | 2019-01-31 | 2019-03-11 |
| WIN WONG SECURITIES LIMITED | RO | Dealing in securities | 2014-03-21 | 2018-01-31 |
| Clairvoyance Capital Advisors (HK) Limited | RO | Asset management | 2012-06-21 | 2012-09-17 |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2009-12-16 | 2010-04-14 |
| Rep | Advising on securities | 2009-11-19 | 2010-04-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-03-11 | 2009-08-22 |
| Rep | Dealing in securities | 2005-03-11 | 2009-08-22 |
| WIN WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-31 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-31 |
| Rep | Asset management | 2003-04-01 | 2004-03-31 |
| Rep | Dealing in securities | 2003-04-01 | 2005-02-23 |