| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHARTWELL CAPITAL LIMITED (HK) | RO | Advising on securities | 2021-07-06 | - |
| RO | Asset management | 2021-07-06 | - | |
| Rep | Advising on securities | 2021-04-14 | 2021-07-06 | |
| Rep | Asset management | 2021-04-14 | 2021-07-06 | |
| Absolute Investment Management (HK) Limited | Rep | Asset management | 2016-12-05 | 2021-01-31 |
| Rep | Advising on securities | 2016-07-25 | 2021-01-31 | |
| BaoQiao Partners Capital Limited | Rep | Dealing in securities | 2016-07-25 | 2021-01-31 |
| VTB Capital Hong Kong Limited | RO | Advising on securities | 2015-05-19 | 2016-02-11 |
| RO | Dealing in securities | 2015-05-19 | 2016-02-11 | |
| Rep | Advising on securities | 2014-10-16 | 2015-05-19 | |
| Rep | Dealing in securities | 2014-10-16 | 2015-05-19 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-29 | 2009-07-22 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-08-21 |
No HKMA registrations in the collected records.