Personnel Hong Kong SFC License Details (ID 111498)

Personnel Hong Kong SFC License Details (ID 111498)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARTWELL CAPITAL LIMITED (HK)	RO	Advising on securities	2021-07-06	-
	RO	Asset management	2021-07-06	-
	Rep	Advising on securities	2021-04-14	2021-07-06
	Rep	Asset management	2021-04-14	2021-07-06
Absolute Investment Management (HK) Limited	Rep	Asset management	2016-12-05	2021-01-31
	Rep	Advising on securities	2016-07-25	2021-01-31
BaoQiao Partners Capital Limited	Rep	Dealing in securities	2016-07-25	2021-01-31
VTB Capital Hong Kong Limited	RO	Advising on securities	2015-05-19	2016-02-11
	RO	Dealing in securities	2015-05-19	2016-02-11
	Rep	Advising on securities	2014-10-16	2015-05-19
	Rep	Dealing in securities	2014-10-16	2015-05-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-05-29	2009-07-22
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Dealing in securities	2003-04-01	2004-08-21