Personnel SFC Licences and HKMA Registrations (ID 111539)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2022-06-15	-
	RO	Dealing in securities	2014-12-19	2022-06-15
	Rep	Dealing in securities	2014-04-24	2014-12-19
	Rep	Dealing in securities	2008-07-21	2011-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.