Personnel Hong Kong SFC License Details (ID 111545)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2012-04-24	2012-08-02
	Rep	Dealing in securities	2012-04-24	2012-08-02
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2003-05-06	2004-08-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-05-06	2004-08-16
	Rep	Dealing in securities	2003-05-06	2004-08-16
	Rep	Advising on securities	2003-05-02	2003-11-06