Personnel Hong Kong SFC License Details (ID 111562)

Personnel Hong Kong SFC License Details (ID 111562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAOYU SECURITIES LIMITED	RO	Asset management	2022-08-30	2024-01-05
	Rep	Asset management	2022-06-14	2022-08-30
Pine Star Asset Management Limited	RO	Advising on securities	2020-10-21	2022-01-01
	RO	Asset management	2020-07-22	2022-01-01
	Rep	Advising on securities	2019-11-18	2020-10-21
	Rep	Asset management	2019-11-15	2020-07-22
Wolver Hill Asset Management Asia Limited	Rep	Asset management	2018-01-24	2019-05-17
NOUVELLE CAYENNA INNOVATION LIMITED	Rep	Advising on corporate finance	2003-06-06	2004-03-23
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-04-26
	Rep	Advising on securities	-	2003-04-26
	Rep	Asset management	-	2003-04-26