| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-25 | 2011-06-07 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-25 | 2011-06-07 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-10-13 | 2009-06-20 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-10-13 | 2009-04-08 |
| Rep | Advising on futures contracts | 2004-10-13 | 2009-06-20 |
| Rep | Dealing in futures contracts | 2004-10-13 | 2009-06-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-10-13 | 2009-06-20 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2003-12-29 |
| Rep | Dealing in futures contracts | - | 2004-06-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-08-27 |
| Rep | Advising on securities | - | 2003-08-27 |
| Rep | Asset management | - | 2003-08-27 |
| Rep | Dealing in securities | - | 2003-08-27 |