| New Vision Asset Management Limited | RO | Asset management | 2020-09-02 | 2023-03-31 |
| Rep | Asset management | 2020-08-21 | 2020-09-02 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-07-04 | 2020-07-15 |
| Rep | Dealing in securities | 2019-07-04 | 2020-07-15 |
| dLab Asset Management Limited | RO | Asset management | 2019-01-02 | 2019-05-14 |
| Rep | Asset management | 2017-11-29 | 2019-01-02 |
| Standard Advisory Asia Limited | Rep | Advising on futures contracts | 2007-04-10 | 2007-05-31 |
| Rep | Advising on securities | 2007-04-10 | 2007-05-31 |
| Rep | Dealing in futures contracts | 2007-04-10 | 2007-05-31 |
| Rep | Dealing in securities | 2007-04-10 | 2007-05-31 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-05-11 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-13 |
| Rep | Asset management | - | 2004-01-13 |
| Rep | Dealing in futures contracts | - | 2006-05-11 |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-12 |
| Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2006-05-11 |