Personnel Hong Kong SFC License Details (ID 111633)

Personnel Hong Kong SFC License Details (ID 111633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jain Global (Hong Kong) Limited	Rep	Asset management	2025-05-08	2026-03-30
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-09-19	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-09-19	2012-06-06
	Rep	Dealing in securities	2011-09-19	2012-06-06
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2011-09-19	2011-12-30
Horizon Asset International (HK) Limited	Rep	Asset management	2010-05-03	2011-07-31
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2008-09-05	2009-10-31
Longitude Asia Limited	RO	Advising on securities	2007-05-22	2008-05-07
	RO	Asset management	2007-05-22	2008-05-07
	Rep	Advising on securities	2007-01-23	2007-05-22
	Rep	Asset management	2007-01-23	2007-05-22
APAC CAPITAL ADVISORS LIMITED	Rep	Asset management	2006-12-18	2006-12-29
D. B. ZWIRN ASIA PARTNERS LIMITED	Rep	Advising on securities	2005-11-01	2006-08-28
	Rep	Dealing in securities	2005-11-01	2006-08-28
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-10-20
	Rep	Advising on securities	-	2003-10-20
	Rep	Asset management	-	2003-10-20