Personnel SFC Licences and HKMA Registrations (ID 111651)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2026-01-26	-
	Rep	Dealing in securities	2026-01-26	-
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2017-06-27	2025-12-31
	Rep	Dealing in securities	2017-06-27	2025-12-31
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2012-06-29	2013-04-17
OnePlatform Asset Management Limited	Rep	Advising on securities	2003-04-01	2009-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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