Personnel Hong Kong SFC License Details (ID 111671)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2009-03-10	2010-04-21
	Rep	Advising on securities	2009-02-16	2010-04-21
Lion Global Financial Limited	Rep	Advising on securities	2004-12-09	2009-01-15
CASH Wealth Management Limited	Rep	Advising on securities	2004-07-07	2004-09-08
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2003-05-13	2004-06-17