Personnel Hong Kong SFC License Details (ID 111693)

Personnel Hong Kong SFC License Details (ID 111693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pinpoint Asset Management Limited	Rep	Asset management	2016-07-22	2019-02-15
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Dealing in securities	2016-06-15	2016-06-30
	Rep	Advising on securities	2015-06-30	2016-06-30
	Rep	Asset management	2015-06-30	2016-06-30
Everbright Capital Management Limited	Rep	Advising on securities	2012-08-06	2015-06-30
	Rep	Asset management	2012-08-06	2015-06-30
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-02-28	2011-03-22
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2010-01-13	2011-03-22
	Rep	Dealing in futures contracts	2010-01-13	2011-03-22
	Rep	Dealing in securities	2010-01-13	2011-03-22