Personnel Hong Kong SFC License Details (ID 111707)

Personnel Hong Kong SFC License Details (ID 111707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	RO	Advising on securities	2019-03-21	2019-12-20
	RO	Dealing in futures contracts	2019-03-21	2019-12-20
	RO	Dealing in securities	2019-03-21	2019-12-20
	Rep	Advising on securities	2018-08-02	2019-03-21
	Rep	Dealing in futures contracts	2018-08-02	2019-03-21
	Rep	Dealing in securities	2018-08-02	2019-03-21
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2005-10-07	2006-04-01
	Rep	Advising on securities	2005-10-04	2006-04-01
	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2005-10-07