Personnel Hong Kong SFC License Details (ID 111724)

Personnel Hong Kong SFC License Details (ID 111724)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-04-11	2008-04-28
	Rep	Advising on securities	2007-04-11	2008-04-28
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2007-03-15
	Rep	Advising on corporate finance	2004-08-23	2007-03-15
	Rep	Dealing in securities	2004-08-23	2007-03-15
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	-	2003-04-26
	Rep	Advising on corporate finance	-	2003-06-11
	Rep	Advising on securities	-	2003-06-11