Personnel Hong Kong SFC License Details (ID 111765)

Personnel Hong Kong SFC License Details (ID 111765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-03-24	2015-10-14
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-03-24	2015-10-14
BGC SECURITIES (HONG KONG) LLC	RO	Leveraged foreign exchange trading	2010-03-23	2011-03-21
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Leveraged foreign exchange trading	2010-03-23	2011-03-05
BGC SECURITIES (HONG KONG) LLC	Rep	Leveraged foreign exchange trading	2010-03-03	2010-03-23
	Rep	Dealing in futures contracts	2010-03-03	2011-02-28
	Rep	Dealing in securities	2010-03-03	2011-02-28
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Leveraged foreign exchange trading	2010-03-03	2010-03-23
	Rep	Dealing in futures contracts	2010-03-03	2011-03-05
	Rep	Dealing in securities	2010-03-03	2011-03-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-08-13	2010-02-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-08-31	2010-02-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-03-13	2010-02-18
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2005-10-07