Personnel Hong Kong SFC License Details (ID 111782)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Advising on corporate finance	2022-08-30	-
	RO	Advising on securities	2022-08-30	-
	RO	Dealing in securities	2022-08-30	-
BFIN Private Advisors (Hong Kong) Limited	RO	Advising on corporate finance	2016-10-13	2019-09-01
	RO	Advising on securities	2015-11-16	2019-09-01
	RO	Dealing in securities	2015-11-16	2019-09-01
	Rep	Advising on securities	2015-07-16	2015-11-16
	Rep	Dealing in securities	2015-07-16	2015-11-16
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2013-09-27	2015-03-31
	Rep	Dealing in securities	2013-09-27	2015-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2013-09-27	2015-03-31
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2013-03-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2009-05-12	2010-05-27
	Rep	Dealing in securities	2009-05-12	2010-05-27
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-12-06	2008-12-10
	Rep	Advising on securities	2007-12-06	2008-12-10
	Rep	Dealing in securities	2007-12-06	2008-12-10
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2005-09-08	2006-09-16
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Advising on corporate finance	2004-04-26	2005-08-24
CSC ASIA LIMITED	Rep	Advising on securities	2003-04-01	2004-03-30
	Rep	Asset management	2003-04-01	2004-03-30
	Rep	Advising on corporate finance	2003-04-01	2004-04-13