Personnel Hong Kong SFC License Details (ID 111783)

Personnel Hong Kong SFC License Details (ID 111783)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in securities	2007-09-25	2011-08-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in futures contracts	2007-09-25	2011-08-05
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-15
	Rep	Advising on securities	-	2003-10-15
	Rep	Asset management	-	2003-10-15
	Rep	Providing automated trading services	-	2003-10-15
	Rep	Dealing in securities	-	2007-09-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2007-09-25