Personnel Hong Kong SFC License Details (ID 111786)

Personnel Hong Kong SFC License Details (ID 111786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2006-02-18
	Rep	Dealing in securities	2005-04-22	2006-02-18
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-04-19	2006-02-18
	Rep	Advising on securities	2004-04-19	2006-02-18
	Rep	Dealing in securities	2004-04-19	2006-02-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-04-19	2006-02-18
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25