Personnel Hong Kong SFC License Details (ID 111818)

Personnel Hong Kong SFC License Details (ID 111818)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-03-22
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-01-29	2011-03-22
	Rep	Dealing in securities	2008-01-29	2011-03-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-01-29	2010-12-06
	Rep	Dealing in futures contracts	2008-01-29	2010-12-06
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-05-16	2008-01-08
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-05-16	2008-01-08
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-01-25	2007-02-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-05-06	2007-02-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2003-08-01	2007-02-07
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-06-17
	Rep	Advising on securities	-	2003-06-17
	Rep	Providing automated trading services	-	2003-06-17
	Rep	Dealing in securities	-	2003-06-17
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2003-06-17
	Rep	Dealing in futures contracts	-	2003-06-17