| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-05-29 | 2006-07-11 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-04 | 2006-07-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-05-04 | 2006-07-11 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-10-20 | 2005-12-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-07 | 2005-08-25 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-17 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-11-17 | 2005-08-25 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-06-16 | 2003-11-06 |
| Rep | Advising on futures contracts | - | 2003-05-01 |
| Rep | Asset management | - | 2003-05-01 |
| Rep | Dealing in futures contracts | - | 2003-05-01 |