| Eddid Securities and Futures Limited | Rep | Dealing in futures contracts | 2020-01-13 | - |
| Rep | Dealing in securities | 2019-09-05 | - |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2011-09-28 | 2016-08-24 |
| Rep | Advising on securities | 2011-09-28 | 2017-07-23 |
| Rep | Dealing in securities | 2011-09-28 | 2017-07-23 |
| Interactive Brokers LLC | Rep | Dealing in futures contracts | 2008-02-22 | 2009-08-31 |
| Rep | Dealing in securities | 2008-02-22 | 2009-08-31 |
| Rep | Leveraged foreign exchange trading | 2008-02-22 | 2009-08-31 |
| Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2003-11-14 | 2006-12-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-04-10 |
| Rep | Asset management | 2003-04-01 | 2003-04-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-04-10 |