Cook, Stephen Gerald (SFC:AIC255)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-08-20	2008-09-10
	Rep	Dealing in securities	2008-08-20	2008-09-10
Newedge Broker Limited	Rep	Dealing in securities	2003-05-23	2004-08-18
	Rep	Advising on futures contracts	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Providing automated trading services	-	2004-08-18
	Rep	Dealing in futures contracts	-	2004-08-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-08-20	2008-09-10
	Rep	Dealing in securities	2008-08-20	2008-09-10
Newedge Broker Limited	Rep	Dealing in securities	2003-05-23	2004-08-18
	Rep	Advising on futures contracts	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Providing automated trading services	-	2004-08-18
	Rep	Dealing in futures contracts	-	2004-08-18