Personnel Hong Kong SFC License Details (ID 111897)

Personnel Hong Kong SFC License Details (ID 111897)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Privium Fund Management (HK) Limited	RO	Asset management	2016-05-24	2016-05-31
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-07-24	2013-08-27
Newedge Broker Hong Kong Limited	Rep	Advising on futures contracts	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in futures contracts	-	2003-08-06
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2003-07-09
	Rep	Dealing in securities	-	2003-08-06