Personnel Hong Kong SFC License Details (ID 111907)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-08-13	2011-06-01
	Rep	Advising on securities	2010-08-13	2011-06-01
	Rep	Dealing in securities	2010-08-13	2011-06-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-03-31	2010-03-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-13
	Rep	Advising on securities	-	2004-10-13
	Rep	Asset management	-	2004-10-13
	Rep	Dealing in securities	-	2006-01-26