Personnel Hong Kong SFC License Details (ID 111909)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yellow River Global Capital Limited	Rep	Advising on securities	2016-12-12	2018-01-31
	Rep	Asset management	2016-12-12	2018-01-31
	Rep	Dealing in securities	2016-12-12	2018-01-31
BOCI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-05-17
	Rep	Dealing in securities	-	2003-05-17