Chen, Scott SFC Licences and HKMA Registrations (ID 111919)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVC Asia Pacific Limited	Rep	Advising on securities	2019-04-08	-
	Rep	Advising on corporate finance	2019-03-22	-
	Rep	Dealing in securities	2019-03-22	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2014-04-10	2018-11-20
	Rep	Dealing in securities	2014-04-10	2018-11-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2013-12-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-13	2009-04-16
	Rep	Advising on securities	2008-10-13	2009-04-16
LEHMAN BROTHERS ASIA HOLDINGS LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-12
	Rep	Advising on securities	2003-04-01	2003-08-12
	Rep	Asset management	2003-04-01	2003-08-12
LEHMAN BROTHERS ASIA LIMITED	Rep	Asset management	2003-04-01	2003-08-12
	Rep	Advising on corporate finance	2003-04-01	2008-09-29
	Rep	Advising on securities	2003-04-01	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.