| CA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-04-07 | 2008-04-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-11 |
| Rep | Asset management | - | 2003-08-11 |
| Rep | Providing automated trading services | - | 2003-08-11 |
| Rep | Dealing in futures contracts | - | 2003-10-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-11 |
| Rep | Advising on securities | - | 2003-08-11 |
| Rep | Asset management | - | 2003-08-11 |
| Rep | Providing automated trading services | - | 2003-08-11 |
| Rep | Dealing in securities | - | 2003-10-20 |