Personnel Hong Kong SFC License Details (ID 111939)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2017-07-14	2018-07-05
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2009-07-10	2010-04-20
	Rep	Dealing in securities	2009-07-10	2010-04-20
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-10
	Rep	Asset management	-	2003-12-10
	Rep	Dealing in futures contracts	-	2003-12-10