Personnel Hong Kong SFC License Details (ID 111958)

Personnel Hong Kong SFC License Details (ID 111958)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Right Time Asset Management Company Limited	RO	Advising on securities	2023-08-15	-
	RO	Asset management	2023-08-15	-
	Rep	Advising on securities	2023-07-04	2023-08-15
	Rep	Asset management	2023-07-04	2023-08-15
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2018-07-03	2023-03-31
	RO	Advising on securities	2015-10-02	2023-03-31
	RO	Dealing in securities	2015-10-02	2023-03-31
	Rep	Asset management	2015-06-17	2015-11-30
	Rep	Advising on securities	2015-05-19	2015-10-02
	Rep	Dealing in securities	2015-05-19	2015-10-02
Standard Advisory Asia Limited	Rep	Advising on corporate finance	2014-12-15	2015-03-30
	Rep	Advising on securities	2014-12-15	2015-03-30
	Rep	Dealing in securities	2014-12-15	2015-03-30
BOCI ASIA LIMITED	Rep	Dealing in securities	2003-04-01	2004-05-18
	Rep	Advising on corporate finance	2003-04-01	2006-05-30